Securities Expert Witnesses

E-055576

Mortgage-Backed Securities & Residential Mortgages Expert Witness | North Carolina

This economics Ph.D. has a broad financial background spanning mortgage-backed securities, asset-backed securities, and structured products. After earning his master's and doctorate from the University of Florida, he became a tenured Associate Professor at the University of South Carolina. The expert eventually began a successful career in finance and served in several senior positions, including...

E-082255

Mortgage Expert Witness | Texas

This expert is a 44+ year veteran of the mortgage industry, has been an owner-operator of three mortgage banking companies, a software company, and several leading consultancies. Additionally, he is a regular guest on FOX Business News and CNBC, and currently hosts his own weekly radio podcast on mortgage lending. He produces a daily one-minute consumer-facing market commentary video that is...

E-694343

Securities and Trading Expert Witness | Vermont

This highly-qualified securities expert has over 30 years of experience in equity securities and trading. He earned his BA from Saint Lawrence University and holds the Series 7, 9, 10, 24, 55, 63, & 99 licenses. He has held a number of distinguished roles, including the head of global equity sales at ABN AMRO, the CEO and COO of Harborside Securities, and the head of equities at Fidelity Capital...

E-009210

Financial Services and Insurance Expert Witness | New Hampshire

This expert has over 30 years of experiences with securities, investments, and insurance at the financial advisor, supervisory, and managing principal level. He has his producer's license in life, accident, and health insurance, is a certified financial planner, a chartered financial consultant, and a chartered life underwriter. He is also a member of numerous prestigious organizations in the...

E-012863

Securities & FINRA Expert Witness | Maine

This highly qualified expert is a licensed FINRA arbitrator with years of experience in trusts, treasuries and financial planning. He received his BS degree from Florida Southern College and completed his training in securities at FINRA, Wharton and the New York Institute of Finance. He is a former branch manager at Merrill Lynch and the former manager of the New York City District Professional...

E-008366

FINRA / Securities Litigation Consultant Expert Witness | Minnesota

This expert is the President and Chief Compliance Officer of a Registered Investment Advisory firm that he established in the 1980s. His credentials are numerous including being an Accredited Investment Fiduciary (AIF), Certified Fraud Examiner (CFE), Life Underwriter Training Council Fellow (LUTCF), and recognized by the Minnesota Supreme Court as a Qualified Neutral under Minnesota Rule 114 of...

E-010297

Finance Expert Witness | New York

This seasoned expert witness has 29 years of financial exxperience. He has a broad and deep background in various dimensions of financial services and investment management. He has worked as a senior investment analyst and portfolio manager at Arden Asset Management and Guggenheim Partners, a senior risk officer at Bear Stearns, a convertible arbitrage salesman at Murphy & Durieu, and a credit...

E-015634

Structured Finance and Securities Expert Witness | New York

This expert specializes in structured finance, derivatives, securities and finance matters. His experience includes cash, synthetic and hybrid collateralized debt obligations (CDOs), asset-backed securities (ABS) of various types, structured investment vehicles (SIVs), collateralized loan obligations (CLOs), mortgage-backed securities (MBS), credit default swaps (CDS), interest rate swaps,...

E-086167

M&A Control Contests Corporate Securities Expert Witness | Illinois

This experienced corporate finance attorney retired after a 44-year career with Bell, Boyd & Lloyd in Chicago, where he practiced in securities, corporate governance, and related areas. For 13 years, he was the Chair of his firm's corporate and securities group, working with many large U.S. Corporations. He recently taught an M&A course at Northwestern University and currently acts as an...

E-089778

Security Investigation and Aviation Security Expert Witness | Texas

This expert has spent more than three decades in the federal government, filling critical national security roles domestically and on behalf of the U.S. government overseas. He previously served as Assistant Administrator of TSA Security Operations, overseeing 450 airports and a $3.7 billion dollar budget. During his tenure, he successfully led a reorganization of the Office of Security...

E-176591

Valuation and Economic Damages Expert Witness | Illinois

This highly qualified expert has provided valuation and corporate finance consulting services since 1987. He is a Chartered Financial Analyst (CFA) and he is a member of several prestigious associations including the Healthcare Financial Management Association and the American Society of Appraisers. He previously worked as the Senior Managing Director of American Appraisal Associates Inc where...

E-107164

Economic Damages and Securities Expert Witness | California

This well-credentialed expert specializes in damages analysis, financial economics, and valuations in complex commercial litigation. Experienced across a range of verticals, he has testified on numerous government matters, including the largest government contract dispute in history. He has also worked in many private litigation matters and has valued damages, intellectual property, and lost...

E-512723

Damages, Causation, and Securities Expert Witness | California

This highly-qualified expert has over 15 years of experience in the field of economics and finance. He received his BA in economics from Washington and Lee University before earning his MA in economics at University of California Davis. He then earned his PhD in finance from Duke University. He is active in his field as an author of several publications and a speaker at multiple conferences. He...

E-494796

Finance and Securities Expert Witness | New York

This highly-qualified expert has 25 years of experience in the field of finance and securities. He received his BA in economics and philosophy from Elon College before earning his MA in economics from the New School for Social Research, where he also completed PhD-level coursework. This expert is a FINRA/Wharton certified regulatory and compliance professional and FINRA arbitrator, and holds a...

ID: 135462

Mr. Richard William Painter, JD

Mr. Richard W. Painter has 36 years of experience in the field of Law. He earned his BA in History from Harvard College and his JD from Yale Law School. Today, this expert is licensed as an Attorney in the state of New York. Formerly, this expert served as the Co-Director of the Law and Entrepreneurship Center at the University of Oregon School of Law, as the Guy Raymond and Mildred Van Voorhis...

ID: 234518

Dr. Paul Alan Gompers, PhD

Dr. Paul A. Gompers has 32 years of experience in Economics, Venture Capital, and Private Equity. He earned his BA in Biology from Harvard University, his MS in Economics from the University of Oxford, and his Ph.D. in Business Economics from Harvard University. Formerly, this expert served as a Researcher at Bayer AG, as an Assistant Professor of Business Administration at the University of...