Expert Qualifications

This highly qualified expert is a licensed FINRA arbitrator with years of experience in trusts, treasuries and financial planning. He received his BS degree from Florida Southern College and completed his training in securities at FINRA, Wharton and the New York Institute of Finance. He is a former branch manager at Merrill Lynch and the former manager of the New York City District Professional Resource Center, which is comprised of over 40 specialists serving 700+ brokers and clients. He has reviewed 1000+ daily trade blotters and has been involved in dozens of employment situations.

Bio Snapshot

  • Location: ME
  • BS, Florida Southern College
  • Training, Securities, FINRA, Wharton & New York Institute of Finance
  • License: FINRA arbitrator
  • Former, Managing Director, Duval Asset Management
  • Former, Manager, New York City District Professional Resource Center
  • Former, Resident Manager & Broker, Merrill Lynch

Contact this expert witness

This highly-qualified expert has nearly 30 years of experience in the field of investment banking and leveraged finance, specializing in arranging debt financing primarily for leveraged buyouts, mergers and acquisitions, refinancings, ...

Securities and Trading Expert

State: VT

This highly-qualified securities expert has over 30 years of experience in equity securities and trading. He earned his BA from Saint Lawrence University and holds the Series 7, 9, 10, 24, 55, 63, & 99 licenses. He has held a number of ...

Personal Trusts & Estates Business Expert

State: CT

This highly-qualified expert has over 40 years of experience in the area of domestic and offshore personal trusts. He received his BS in business administration from Northeastern University before earning his MS in management ...

New Search