Expert Qualifications

This qualified expert received his BA in business administration from Saint Michael's College and has over 35 years of experience in retail wealth management. He is a certified trust financial advisor, a FINRA arbitrator, and a chartered advisor in philanthropy. He has served as a director for prestigious companies such as JPMogran Securities, RBC Wealth Management, and UBS Financial Services with over 17 years of experience in broker dealer field leadership positions.

Bio Snapshot

  • Location: CA
  • BA, Business Administration, Saint Michael's College
  • Certified, Trust Financial Advisor, American Banker's Association
  • Licensed, Life and Health, California
  • Former, Director & Sales Manager, UBS Financial Services
  • Former, Executive Director, UBS Financial Services
  • Former, Senior Managing Director & Complex Director, RBC Wealth Management
  • Former, Managing Director & Regional Director, JPMorgan Securities

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This highly-qualified expert has nearly 30 years of experience in the field of investment banking and leveraged finance, specializing in arranging debt financing primarily for leveraged buyouts, mergers and acquisitions, refinancings, ...

This expert has over 10 years of experience in risk management and regulatory compliance in the financial services industry, with a focus on identifying compliance issues and implementing solutions to mitigate risk. In his work with ...

Certified Financial Planner Expert

State: GA

This highly qualified expert has over 20 years of experience in financial planning and advising. He received his BS from Virginia Tech. Currently, this expert is a certified financial planner and an accredited investment fiduciary. ...

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