Investment Adviser Expert Witnesses

View Expert Witness Specialty Index

Investment adviser expert witnesses practice in a variety of fields, including financial planning, securities trading, portfolio management, risk assessment, and retirement planning. Some of the most common specialties for these expert witnesses also include fiduciary duty, asset allocation, investment strategy, and compliance with financial regulations. They have provided opinions on the effects of market volatility, investment fraud, suitability of investments, breach of fiduciary duty, and regulatory compliance issues.

Find an expert witness near you

Select your state

What party are you representing?

Financial Services Expert Witness | MassachusettsView profile

E-007837

Financial Services Expert Witness | Massachusetts

This expert has over 15 years of experience in financial services, consulting with Financial Advisors, Registered Investment Advisors, and Broker-Dealers.

Alternative Investment Management Expert Witness | ConnecticutView profile

E-135998

Alternative Investment Management Expert Witness | Connecticut

This C-level financial executive has 35+ years of experience in investment banking, capital markets, private equity, and business development. He is an expert in the global alternative investment industry with a BS from Boston University, an MBA from Stern at NYU, and the Level I CAIA certification. He is also a regular speaker on the international alternative investments conference circuit and...

Investment Management Expert Witness | MassachusettsView profile

E-136268

Investment Management Expert Witness | Massachusetts

This expert has over 30 years of experience in investment management. He holds a BA in economics from Brandeis University and an MBA in finance and accounting from the University of California, Berkeley. Throughout his career managing portfolios and funds, he has bought and sold options and traded stocks, ETFs and mutual funds. As the former Managing Director and Portfolio Manager at Charles...

Mergers & Acquisitions and Bankruptcy & Insolvency Expert Witness | New YorkView profile

E-091175

Mergers & Acquisitions and Bankruptcy & Insolvency Expert Witness | New York

Education: AB, Economics, Lafayette College; M.S., Accountancy, NYU Stern; A.P.C., Investment Management, NYU Stern Professional certifications: CPA; Chartered Financial Analyst (CFA); AICPA-Accredited, Business Valuation (ABV); AICPA-Certified in Financial Forensics (CFF); Certified Fraud Examiner (CFE): Certified Management Accountant (CMA); Certified Insolvency & Restructuring Advisor...

Investment Risk Management Expert Witness | MassachusettsView profile

E-622265

Investment Risk Management Expert Witness | Massachusetts

This highly qualified expert has over 30 years of experience in the field of risk management and insurance and asset management. He earned his BA in the history of science and his MBA in finance from the University of Chicago Graduate School of Business. He is very active in his field as a member of several professional societies including the Professional Risk Managers International Association,...

Investment Adviser Posts

Connect with the Investment Adviser expert witness you need to win your case

Close Icon

Your information will not be shared. View our privacy policy.