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Expert Qualifications

This expert has over 30 years of experiences with securities, investments, and insurance at the financial advisor, supervisory, and managing principal level. He has his producer's license in life, accident, and health insurance, is a certified financial planner, a chartered financial consultant, and a chartered life underwriter. He is also a member of numerous prestigious organizations in the insurance and financial services fields. This expert is is a former agency manager at John Hancock Financial Services, former managing principal at Waddell and Reed and a former Adjunct Professor in the department of finance at the University of Connecticut. He is currently an adjunct professor in financial management at a top university and the founder/consultant at a securities, insurance, and financial services expert witness and litigation consulting firm.

Bio Snapshot

  • Location: New Hampshire
  • BS, Southern Connecticut State University
  • FINRA Live Arbitrator Training
  • FINRA Arbitrator Expungement Training
  • FINRA Basic Arbitrator Training
  • Licensed, FINRA (NASD) Series 6
  • Licensed, FINRA (NASD) Series 7
  • Licensed, FINRA (NASD) Series 63
  • Licensed, FINRA (NASD) Series 65
  • Licensed, FINRA (NASD) Series 26
  • Licensed, FINRA (NASD) Series 24
  • Producer's License; Life, Accident,, and Health Insurance, Variable Life Insurance, and Variable Annuities
  • Certified Financial Planner
  • Chartered Financial Consultant
  • Chartered Life Underwriter
  • President, Greater New Haven National Association of Insurance and Financial Advisors
  • National Delegate, National Association of Insurance and Financial Advisors
  • Former, Agency Manager, John Hancock Financial Services
  • Former, Adjunct Professor, Department of Finance, University of Connecticut
  • Former, Managing Principal, Waddell & Reed
  • Current, Adjunct Professor in Financial Management at a top university
  • Current, Founder/Consultant at a Securities Expert Witness and Litigation Firm

Contact this expert witness

This highly-qualified expert has nearly 30 years of experience in the field of investment banking and leveraged finance, specializing in arranging debt financing primarily for leveraged buyouts, mergers and acquisitions, refinancings, ...

Risk Management Expert

Risk Management Expert

E-682723
State: FL
    Specialties:

This highly-qualified expert has over 30 years of experience in the field of risk management, specializing in retail risk assessment, enterprise risk management, retail safety and security management, claims management, liability, and ...

This expert has over 10 years of experience in risk management and regulatory compliance in the financial services industry, with a focus on identifying compliance issues and implementing solutions to mitigate risk. In his work with ...

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