SEC Expert Witnesses

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SEC expert witnesses specialize in a variety of fields, including corporate law, financial regulation, securities litigation, investment fraud, and insider trading. Some of the most common SEC expert witness specialties also include broker-dealer compliance, hedge fund management, public company reporting, and securities arbitration. They have provided opinions on the effects of market manipulation, disclosure requirements, fiduciary duties, Ponzi schemes, and regulatory enforcement actions.

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SEC Reporting Requirements Expert Witness | ArizonaView profile

E-070514

SEC Reporting Requirements Expert Witness | Arizona

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Arizona

This accounting consultant is a CPA with an M.B.A. from Cornell and a Ph.D. in Accounting from Ohio State University. Early in his career, he was an Academic Fellow in the Office of the Chief Accountant at the U.S. Securities and Exchange Commission. He now works as a consultant to public companies on matters including SEC compliance, U.S. GAAP, international accounting standards, and control of...

Valuation and Economic Damages Expert Witness | IllinoisView profile

E-176591

Valuation and Economic Damages Expert Witness | Illinois

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Illinois

This highly qualified expert has provided valuation and corporate finance consulting services since 1987. He is a Chartered Financial Analyst (CFA) and he is a member of several prestigious associations including the Healthcare Financial Management Association and the American Society of Appraisers. He previously worked as the Senior Managing Director of American Appraisal Associates Inc where...

SEC Expert Witness FAQs

What is the role of an SEC expert witness in a legal case?

An SEC expert witness provides specialized knowledge about securities laws, regulations, and industry practices. They can offer critical insights on complex financial matters in litigation.

What types of cases does an SEC expert witness typically handle?

SEC expert witnesses often handle cases involving securities fraud, insider trading, market manipulation, regulatory compliance, and broker-dealer disputes.

How can an SEC expert witness assist in a securities fraud case?

An SEC expert can analyze financial documents, assess compliance with securities laws, evaluate investment strategies, and provide testimony on these matters to support your case.

Are there subspecialties within the field of SEC expert witnessing?

Yes, some experts specialize in areas like corporate governance, financial reporting, investment banking, hedge funds, or private equity within the broader scope of SEC expertise.

Why is it important to hire an SEC expert witness with experience in my specific type of case?

An experienced SEC expert witness will have a deep understanding of the specific laws and regulations relevant to your case, increasing the credibility and impact of their testimony.

How does Expert Institute select its SEC expert witnesses?

Expert Institute offers a personalized approach to help you find the highest quality experts. We source actively-practicing professionals who match all your requirements for specialty areas, work experience, litigation history, fee range, certifications, location, and more.

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