Expert Qualifications

This highly-qualified expert has 25 years of experience in the field of finance and securities. He received his BA in economics and philosophy from Elon College before earning his MA in economics from the New School for Social Research, where he also completed PhD-level coursework. This expert is a FINRA/Wharton certified regulatory and compliance professional and FINRA arbitrator, and holds a Series 65 securities license. He is active in his field as a member of the Securities Industry and Financial Markets Association. He has formerly as an administrative assistant, financial consultant, and vice president of Merrill Lynch & Co., as well as the managing member of both Duval Asset Management and Heterodox Capital Partners. Currently, this expert is the CEO and CIO of an investment advisory firm in New York, as well as the managing partner of a securities litigation consultancy.

Bio Snapshot

  • Location: NY
  • BA, Philosophy & Economics, Elon College
  • MA, Economics, New School for Social Research
  • Certified, Regulatory & Compliance Professional, FINRA/Wharton
  • Certified, FINRA Arbitrator
  • Licensed, Series 65
  • Member, Securities Industry and Financial Markets Association
  • Former, Administrative Assistant, Merrill Lynch & Co.
  • Former, Financial Consultant, Merrill Lynch & Co.
  • Former, Vice President, Merrill Lynch & Co.
  • Former, Managing Member, Duval Asset Management
  • Former, Managing Member, Heterodox Capital Partners
  • Current, Managing Partner, a securities litigation consultancy in NY
  • Current, CEO & CIO, an investment advisory firm in NY

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Expert Tags

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Certified Financial Planner Expert

Certified Financial Planner Expert

E-689919
State: GA
    Specialties:

This highly qualified expert has over 20 years of experience in financial planning and advising. He received his BS from Virginia Tech. Currently, this expert is a certified financial planner and an accredited investment fiduciary. ...

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