Expert Qualifications

This highly-qualified expert has extensive experience in the finance industry, with his work focusing on ERISA, fiduciary duty, FINRA and suitability, retirement plans, financial technology, and wealth management. He earned his BS in economics with concentrations in international business and money, banking, and finance from the State University of New York at Fredonia. He is a chartered retirement planning coordinator and has previously held Series 7, 31, 63, and 65 licenses. He is active in his field as a frequently published author of finance articles. He has formerly served as a private banker at Bank Leumi USA, the director of the institutional brokerage group at Fidelity Investments/NFS, the vice president of personal financial services at Chase Bank, a financial advisor for global private clients for Merrill Lynch, vice president for JP Morgan Securities, and the vice president of Clark Dodge Asset Management. Currently, this expert serves as the managing member and project manager for a fiduciary consulting firm in New York.

Bio Snapshot

  • Location: NY
  • BS, Economics, State University of New York at Fredonia
  • Certified, Retirement Planning Counselor
  • Former, Private Banker, AVP, Bank Leumi USA
  • Former, Director, Institutional Brokerage Group, Fidelity Investments/NFS
  • Former, Vice President, Personal Financial Services Banker, Chase Bank
  • Former, Financial Advisor, Global Private Client, Merrill Lynch
  • Former, Vice President, Investment Advisor, JP Morgan Securities
  • Former, Vice President, Clark Dodge Asset Management
  • Current, Managing Member & Project Manager, a fiduciary consulting firm in NY

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