Securities Expert Witnesses in California

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Securities expert witnesses practice in a variety of fields, including broker-dealer compliance, investment banking, securities fraud, and FINRA arbitration. Some of the most common specialties include suitability, churning, insider trading, market manipulation, and disclosure obligations. They can opine on the effects of regulatory violations, misrepresentations, trading practices, investor losses, and damages.

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Average Securities Expert Witnesses Court Fees

Review Fee

Deposition Fee

Court Fee

Securities Experts in California

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  1. Economic Damages & Securities Expert Witness

    Review Fee
    $635/hr
    Deposition Fee
    $635/hr

    This well-credentialed expert specializes in damages analysis, financial economics, and valuations in complex commercial litigation. Experienced across a range of verticals, he has testified on numerous government matters, including the largest government contract dispute in history. He has also worked in many private litigation matters and has valued damages, intellectual property, and lost profits. The expert earned his BS from Georgetown University, as well as an MA and a PhD from Johns Hopkins University. He began his career as an Economist with the Federal Reserve Bank of San Francisco and is now a Principal for an economic consulting firm.

    Principal, An Economic Consultancy in DC & SF

    Doctor of Philosophy (PhD), Johns Hopkins University

    San Francisco,

    California

  2. Damages, Causation & Securities Expert Witness

    Review Fee
    $650/hr
    Deposition Fee
    $650/hr
    Court Fee
    $650/hr

    This highly-qualified expert has over 15 years of experience in the field of economics and finance. He received his BA in economics from Washington and Lee University before earning his MA in economics at University of California Davis. He then earned his PhD in finance from Duke University. He is active in his field as an author of several publications and a speaker at multiple conferences. He has formerly served as an assistant professor of finance at the University of Wisconsin-Madison and a lecturer of law at Stanford University. He has also held the title of vice president of Cornerstone Research, as well as executive vice president and head of Silicon Valley finance practice at Compass Lexecon. Currently, this expert is a senior consultant for an economic consulting firm in California, as well as the founder and general partner of a different economic consulting firm.

    Founder and General Partner, An economic consulting firm in CA

    Doctor of Philosophy (PhD), Duke University

    Mountain View,

    California

What Can a Securities Expert Witness Opine On?

FAQs for Securities Expert Witnesses

What is the role of a securities expert witness?

A securities expert witness is a financial specialist who explains complex securities laws and industry standards in court. They assist by reviewing records, analyzing trades, and testifying to clarify disputes.

In what case types can a securities expert witness be advantageous?

A securities expert witness is advantageous in securities fraud, broker misconduct, suitability, churning, misrepresentation, insider trading, FINRA arbitration, and investment loss cases.

How can a securities expert witness strengthen damages analysis?

A securities expert witness strengthens damages analysis by applying industry standards, market data, and valuation models to quantify losses and support credible, defensible claims.

What securities expert witness qualifications best withstand Daubert scrutiny?

Securities expert witness qualifications that best withstand Daubert scrutiny include deep industry experience, relevant licenses, advanced degrees, and a strong, peer‑recognized publication record.

How should counsel evaluate a securities expert witness’s prior regulatory experience?

Counsel should evaluate a securities expert witness’s prior regulatory experience by reviewing past roles, enforcement actions, testimony history, and alignment with current case issues.

What is Expert Institute’s process for selecting securities expert witnesses?

Expert Institute delivers a tailored approach to connect you with top-tier experts. We identify actively practicing professionals who meet your exact criteria for specialty, experience, litigation background, fee structure, credentials, location, and more.

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