Securities Expert Witnesses in Tennessee
We’ll help you retain an industry-leading Securities expert
Find an expert witness near you
Average Securities Expert Witnesses Court Fees
Review Fee
Deposition Fee
Court Fee
Find Securities Expert Witnesses in nearby states
Mortgage-Backed Securities & Residential Mortgages Expert Witness
Review Fee $500/hrDeposition Fee $750/hrCourt Fee $750/hrThis economics Ph.D. has a broad financial background spanning mortgage-backed securities, asset-backed securities, and structured products. After earning his master's and doctorate from the University of Florida, he became a tenured Associate Professor at the University of South Carolina. The expert eventually began a successful career in finance and served in several senior positions, including as global head of MBS research at two major investment banks, CS First Boston and UBS. He also worked in two senior trading roles focused on whole loans and securities, managing portfolios upwards of $90 billion in those positions. More recently, he was the Product Manager for an MBS and ABS valuation and risk analytics consulting firm. The expert recently started his own business as an independent consultant. In this capacity he has served as an expert witness in cases involving FINRA, the SEC, and the U.S. District Court.
Founder and Principal, Private Residential Whole Loans and RMBS Consulting Business
Doctor of Philosophy (PhD), University of Florida
Raleigh,
North Carolina
Find Securities Expert Witnesses In:
Arizona
Arkansas
California
Colorado
Connecticut
Georgia
Illinois
Indiana
Iowa
Kansas
Kentucky
Louisiana
Maine
Massachusetts
Minnesota
Missouri
Nebraska
Nevada
New Hampshire
New Jersey
New Mexico
New York
North Carolina
North Dakota
Oklahoma
Oregon
Pennsylvania
South Carolina
South Dakota
Tennessee
Texas
Utah
Vermont
Virginia
Wisconsin
Wyoming
What Can a Securities Expert Witness Opine On?
Initial Public Offering (IPO)
Offering shares to the public for the first time.
Private Placement
Selling securities directly to a select group.
Securities Registration
Filing necessary documents for compliance.
Underwriting
Assessing risk and pricing of securities.
Market Making
Providing liquidity by facilitating trades.
Securities Trading
Buying and selling securities in markets.
FAQs for Securities Expert Witnesses
What is the role of a securities expert witness?
A securities expert witness is a financial specialist who explains complex securities laws and industry standards in court. They assist by reviewing records, analyzing trades, and testifying to clarify disputes.
In what case types can a securities expert witness be advantageous?
A securities expert witness is advantageous in securities fraud, broker misconduct, suitability, churning, misrepresentation, insider trading, FINRA arbitration, and investment loss cases.
How can a securities expert witness strengthen damages analysis?
A securities expert witness strengthens damages analysis by applying industry standards, market data, and valuation models to quantify losses and support credible, defensible claims.
What securities expert witness qualifications best withstand Daubert scrutiny?
Securities expert witness qualifications that best withstand Daubert scrutiny include deep industry experience, relevant licenses, advanced degrees, and a strong, peer‑recognized publication record.
How should counsel evaluate a securities expert witness’s prior regulatory experience?
Counsel should evaluate a securities expert witness’s prior regulatory experience by reviewing past roles, enforcement actions, testimony history, and alignment with current case issues.
What is Expert Institute’s process for selecting securities expert witnesses?
Expert Institute delivers a tailored approach to connect you with top-tier experts. We identify actively practicing professionals who meet your exact criteria for specialty, experience, litigation background, fee structure, credentials, location, and more.