Securities Expert Witnesses in New Hampshire
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Average Securities Expert Witnesses Court Fees
Review Fee
Deposition Fee
Court Fee
Securities Experts in New Hampshire
See more Securities Expert WitnessesFinancial Services & Insurance Expert Witness
Review Fee $550/hrDeposition Fee $550/hrCourt Fee $550/hrThis expert has over 30 years of experiences with securities, investments, and insurance at the financial advisor, supervisory, and managing principal level. He has his producer's license in life, accident, and health insurance, is a certified financial planner, a chartered financial consultant, and a chartered life underwriter. He is also a member of numerous prestigious organizations in the insurance and financial services fields. This expert is is a former agency manager at John Hancock Financial Services, former managing principal at Waddell and Reed and a former Adjunct Professor in the department of finance at the University of Connecticut. He is currently an adjunct professor in financial management at a top university and the founder/consultant at a securities, insurance, and financial services expert witness and litigation consulting firm.
President, An association for securities experts
Bachelor of Science (BS), Southern Connecticut State University
Bedford,
New Hampshire
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Securities & FINRA Expert Witness
Review Fee $400/hrThis highly qualified expert is a licensed FINRA arbitrator with years of experience in trusts, treasuries and financial planning. He received his BS degree from Florida Southern College and completed his training in securities at FINRA, Wharton and the New York Institute of Finance. He is a former branch manager at Merrill Lynch and the former manager of the New York City District Professional Resource Center, which is comprised of over 40 specialists serving 700+ brokers and clients. He has reviewed 1000+ daily trade blotters and has been involved in dozens of employment situations.
Resident Manager & Broker, Merrill Lynch
Bachelor of Science (BS), Florida Southern College
Manchester,
Maine
Securities & Trading Expert Witness
Review Fee $750/hrDeposition Fee $850/hrCourt FeeThis highly-qualified securities expert has over 30 years of experience in equity securities and trading. He earned his BA from Saint Lawrence University and holds the Series 7, 9, 10, 24, 55, 63, & 99 licenses. He has held a number of distinguished roles, including the head of global equity sales at ABN AMRO, the CEO and COO of Harborside Securities, and the head of equities at Fidelity Capital Market Services. He has supervised and managed large and diverse sales and trading operations, and has a deep understanding of market structure, electronic trading, and alternative trading systems. Prior to his current position as the managing partner of a securities consulting firm, this expert served as both the chief operating officer and the chief compliance officer for Open Door Securities.
Founder, Financial tech consultancy in NJ
Bachelor of Arts (BA), Saint Lawrence University
Vermont
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What Can a Securities Expert Witness Opine On?
Initial Public Offering (IPO)
Offering shares to the public for the first time.
Private Placement
Selling securities directly to a select group.
Securities Registration
Filing necessary documents for compliance.
Underwriting
Assessing risk and pricing of securities.
Market Making
Providing liquidity by facilitating trades.
Securities Trading
Buying and selling securities in markets.
FAQs for Securities Expert Witnesses
What is the role of a securities expert witness?
A securities expert witness is a financial specialist who explains complex securities laws and industry standards in court. They assist by reviewing records, analyzing trades, and testifying to clarify disputes.
In what case types can a securities expert witness be advantageous?
A securities expert witness is advantageous in securities fraud, broker misconduct, suitability, churning, misrepresentation, insider trading, FINRA arbitration, and investment loss cases.
How can a securities expert witness strengthen damages analysis?
A securities expert witness strengthens damages analysis by applying industry standards, market data, and valuation models to quantify losses and support credible, defensible claims.
What securities expert witness qualifications best withstand Daubert scrutiny?
Securities expert witness qualifications that best withstand Daubert scrutiny include deep industry experience, relevant licenses, advanced degrees, and a strong, peer‑recognized publication record.
How should counsel evaluate a securities expert witness’s prior regulatory experience?
Counsel should evaluate a securities expert witness’s prior regulatory experience by reviewing past roles, enforcement actions, testimony history, and alignment with current case issues.
What is Expert Institute’s process for selecting securities expert witnesses?
Expert Institute delivers a tailored approach to connect you with top-tier experts. We identify actively practicing professionals who meet your exact criteria for specialty, experience, litigation background, fee structure, credentials, location, and more.