Securities Expert Witnesses in Colorado

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Securities expert witnesses practice in a variety of fields, including broker-dealer compliance, investment banking, securities fraud, and FINRA arbitration. Some of the most common specialties include suitability, churning, insider trading, market manipulation, and disclosure obligations. They can opine on the effects of regulatory violations, misrepresentations, trading practices, investor losses, and damages.

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Securities Experts in Colorado

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  1. Securities, Valuation & Corporate Finance Expert Witness

    This highly-qualified economics and finance expert has over 30 years of experience in his field and specializes in the topics of securities and class-action litigation, corporate finance and governance, and the valuation of public and private companies. He earned his MBA in finance and applied economics from the University of Rochester and his PhD in finance from the University of Washington. He is currently an executive board member of the National Association of Corporate Directors Colorado Chapter. He also stays active in his field as an author and presenter of his field and has been quoted in the Wall Street Journal, New York Times, and Economist. Formerly, he has held positions as an associate professor of finance at the University of Utah, a visiting associate professor of finance at the University of Chicago, and a visiting professor of economics at Princeton University. He currently serves as a provost professor of finance at a large university in Colorado.

    Provost Professor, A University in CO

    Doctor of Philosophy (PhD), University of Washington

    Colorado

What Can a Securities Expert Witness Opine On?

FAQs for Securities Expert Witnesses

What is the role of a securities expert witness?

A securities expert witness is a financial specialist who explains complex securities laws and industry standards in court. They assist by reviewing records, analyzing trades, and testifying to clarify disputes.

In what case types can a securities expert witness be advantageous?

A securities expert witness is advantageous in securities fraud, broker misconduct, suitability, churning, misrepresentation, insider trading, FINRA arbitration, and investment loss cases.

How can a securities expert witness strengthen damages analysis?

A securities expert witness strengthens damages analysis by applying industry standards, market data, and valuation models to quantify losses and support credible, defensible claims.

What securities expert witness qualifications best withstand Daubert scrutiny?

Securities expert witness qualifications that best withstand Daubert scrutiny include deep industry experience, relevant licenses, advanced degrees, and a strong, peer‑recognized publication record.

How should counsel evaluate a securities expert witness’s prior regulatory experience?

Counsel should evaluate a securities expert witness’s prior regulatory experience by reviewing past roles, enforcement actions, testimony history, and alignment with current case issues.

What is Expert Institute’s process for selecting securities expert witnesses?

Expert Institute delivers a tailored approach to connect you with top-tier experts. We identify actively practicing professionals who meet your exact criteria for specialty, experience, litigation background, fee structure, credentials, location, and more.

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