This expert is an investment professional with over 25 years of experience in the securities industry, including investment management responsibility, broker-dealer management, due diligence oversight for sophisticated products, financial analysis, and high net worth sales expertise. A graduate of Dartmouth College and the Kellogg Graduate School of Management at Northwestern University, he has worked in the financial services and investment advisory business for over ...
Since graduating from Northwestern Law School, this expert has worked as a corporate attorney for over 12 years. He has extensive experience advising as to SEC-registered and exempt transactions, including initial public offerings, common and preferred equity offerings and debt offerings. Additionally, he has worked in large, prestigious law firms such as Sidley Austin and also worked at the U.S. Treasury Department on the Troubled Asset Relief Program. He currently is ...
This expert has been in the action sports industry for 30 years. A former National Sales Manager with Local Motion Inc., he has been operating his own action sports consulting firm for more than a decade. He consults on brand marketing, new product analysis, and market and trend research for specialty retailers, action sports brands, and sportswear manufacturers around the world. He also serves as an industry analyst for various financial and venture capital groups....
This expert is a world renowned business ethics teacher, scholar and consultant. He received his J.D. from New York University and his Ph.D. in Public Policy from Harvard University. Prior to entering academia, this expert was the General Counsel of BioTechnica International, one of the first publicly-held biotechnology companies, and of Interlaken Capital, a privately held venture firm. Currently, he is a Professor of Management at a Silicon Valley-located business ...
This station valuation and broadcast station economics expert has been working in the media and entertainment industry for over 40 years. He studied Radio and Television at Ithaca College prior to receiving his M.B.A. with a concentration in Finance from American University. He is a former Founding Partner of DES Associates, where he worked for nearly a decade providing appraisal and acquisition analysis to the broadcasting industry. During this time he concurrently ...
This case involves a class action against an energy storage company. The class action was filed on behalf of a putative class of the limited partners of the company regarding conflicts in the amounts of quarterly distributions to the limited partners…
This case involves a dispute over a survivors trust. A couple with no children held the trust, the main asset of which was a residential property. When the wife passed away, the husband established a survivors trust. One of the…
This web analytics case involves a venture capital company that made investments in a start-up company that provided a cloud-based marketing data analytics service. When considering its decision to invest in the company, the venture capital firm relied on representations that…
The Securities and Exchange Commission filed an enforcement action against the operator of a large-scale Ponzi scheme. The hedge fund operator pleaded guilty to a multi-count indictment for securities fraud, wire fraud, mail fraud and other charges. The SEC appointed…
This case involves a renewable products company that alleged it would be able to provide sustainable alternatives to a broad range of petroleum-sourced products, from new sources of natural energy and solar panel designs to inventive replacements for traditional fuel-cell…
This case involves a group of plaintiffs that allege the defendant (X-Corp) committed securities fraud by misleading investors about the profitability of the company’s core business (insurance) and reported false financial results by understating necessary reserves. The individual Defendants assured…
This case takes place in Pennsylvania and involves the forensic valuation of a start-up company. The plaintiffs are the owners of a start-up company that had designed a range of fantasy themed entertainment products, which were intended for use by young teenagers of…
An investment expert witness advises on a case involving a capital market investment firm who allegedly acted on inside information. The Securities and Exchange Commission (SEC) alleges that prior to an announcement of a merger agreement between two companies, one…
This case involves a company that purchased an international medical products and services business from a corporation. The company paid $47 million to purchase the business. The price was set according to the terms of a “Purchase Agreement” between the…