This expert has extensive experience in mergers, acquisitions, and corporate governance. He earned his BSBA in business from the University of Tulsa, his MBA with a concentration is finance from Northwestern University and his PhD in business administration from the Oklahoma State University. He has served as a strategic advisor at numerous locations including Goldman Sachs & Co, Citigroup, and Credit Suisse. He was also a managing director and the head of investment ...
This highly-qualified expert has extensive experience in the finance industry, with his work focusing on ERISA, fiduciary duty, FINRA and suitability, retirement plans, financial technology, and wealth management. He earned his BS in economics with concentrations in international business and money, banking, and finance from the State University of New York at Fredonia. He is a chartered retirement planning coordinator and has previously held Series 7, 31, 63, and 65 ...
This highly-qualified banking and finance expert has nearly 50 years of experience in the field. He earned his BA in economics from Pace University and completed graduate studies in finance at New York University. He currently holds a Series 65 registration and has previously held both Series 7 and 24 registrations. He is active in his field as a member of the executive advisory board for St. John's University's Department of Accounting and Taxation. For over 30 years, ...
This expert has over 40 years of experience in marketing across various industries, with experience in financial services, economic damages, restructuring, bankruptcy, and fiduciary duties. He earned his BS in business administration and management from Indiana University. He has worked as a business consultant since 1990 focused on sales, marketing, and project management. He has developed numerous marketing campaigns, as well as consulted with business clients in ...
This highly-qualified expert in bankruptcy law has over 15 years of experience in his field, with extensive experience in myriad commercial law matters, including bankruptcy, contract disputes, commercial loans, financial restructuring, fiduciary duties, fraudulent transfer law, corporate responsibility, leveraged buyouts, and securities. He earned his BA in business administration from the University of Miami and his JD from the University of Michigan Law School. He is ...
This expert is a senior-level investment manager with extensive experience in long/short equity investing. He is an expert in hedge fund strategies, securities selection, portfolio management and other investment-related issues. He has provided consulting, investment research and expert witness services to investment funds and law firms since 2004. He earned his masters in business administration from Harvard Business School and is currently a Senior Investment ...
This case involves alleged breaches of fiduciary duty under ERISA for participants in 403(b) retirement plans. Plaintiffs claimed that the defendant plan sponsor failed to ensure that the plans retained prudent investment options and allowed the payment of unreasonable recordkeeping fees. Each…
This case involves an insurance company that put its money into a trust with a depositor that ended up losing its money. The insurance company had a fronting agreement with a depository company. Part of the deal included the bank…
This case involves a dispute over a survivors trust. A couple with no children held the trust, the main asset of which was a residential property. When the wife passed away, the husband established a survivors trust. One of the…
This case involves a legal ethics dispute between a major law firm and a corporate client. The corporate client was involved in an intellectual property dispute and had solicited counsel from the defendant law firm. The law firm in question…
This case involves a bank that engaged a law firm to prepare loan documentation for a multi-million dollar loan. Although the law firm claimed to have expertise in providing legal services regarding banking, commercial loan documentation, and bankruptcy, the firm made a basic…
This case involves a former investment adviser representative (IAR) of the defendant’s company. The defendant’s company and plaintiff had been working together for over 20 years when the plaintiff informed the defendant that a long-term illness had put her in…
This is a securities fraud case where a broker, the employee of a large asset management firm in Illinois, was accused of breaching his fiduciary duty. While soliciting loans from the firm’s clients and claiming personal financial distress, the broker allegedly…
This case involves a trust that was established by a man in the American Midwest for his children. After the man divorced his first wife and remarried, he named his new wife as the trustee. After several years, the property…
This case involves alleged securities fraud and breach in fiduciary duty in Oregon. The plaintiff was an investor who was working with a broker. The broker was managing a substantial fund, but had begun to move forward with unauthorized trades into…
