Expert Qualifications

This expert was a financial advisor for seven years and a supervisor of financial advisors for twelve years. As a supervisor he served as a sales manager, office manager, regional sales manager, and complex director. He managed over a thousand different advisors in different capacities over his time at Merrill Lynch. He held series 7, 9, 10, 63, 65 and insurance licenses in his capacity as supervisor. During his career he has testified in courtroom, deposition, arbitration, and mediation situations. He has dealt with regulators, attorneys, clients, judges, mediators, and advisors in all of these situations. This expert has a BA in Political Science and an MBA with a marketing concentration, both from Vanderbilt University.

Bio Snapshot

  • Location: Alabama
  • BA, Political Science, Vanderbilt
  • MBA, Marketing Concentration, Vanderbilt
  • Former, National Sales Director, consultancy
  • Former, Financial Advisor, Merrill Lynch
  • Former, Complex Director, Merrill Lynch
  • Current, Multi Franchise Owner, hair cutting and styling company
  • Current, Business Development Consultant, wealth Consulting Group
  • Current, President, executive search firm

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This highly-qualified expert has nearly 30 years of experience in the field of investment banking and leveraged finance, specializing in arranging debt financing primarily for leveraged buyouts, mergers and acquisitions, refinancings, ...

This expert has over 10 years of experience in risk management and regulatory compliance in the financial services industry, with a focus on identifying compliance issues and implementing solutions to mitigate risk. In his work with ...

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