Investment Expert Witnesses in Iowa

This expert is an associate professor in the Personal Financial Planning Department at a prominent Midwestern university. Completing her undergraduate studies in International Relations in China, she received her doctoral degree in Family Resource Management from The Ohio State University. Her research interests focus on helping individuals make informed financial decisions, specifically, decisions related to their portfolio management, financial risk-taking, as well as intertemporal consumption, savings and debt management. She received the best paper award from the CFP Board, AARP, and American Association of Family & Consumer Sciences. She serves as an associate editor for the Family and Consumer Sciences Research Journal and as a member on the editorial board of the Journal of Financial Counseling and Planning, the Journal of Personal Finance and the Journal of Asian Families and as a reviewer for a number of academic journals and conferences. She is frequently invited to speak at national academic and corporate conferences. She regularly works with the China Center for Financial Research at a university in Beijing and played a pivotal role in the design and execution of their first national survey of Chinese Consumer Finance and Investor Education.

This expert is the President and Chief Compliance Officer of a Registered Investment Advisory firm that he established in the 1980s. His credentials are numerous including being an Accredited Investment Fiduciary (AIF), Certified Fraud Examiner (CFE), Life Underwriter Training Council Fellow (LUTCF), and recognized by the Minnesota Supreme Court as a Qualified Neutral under Minnesota Rule 114 of Standard Practice in Mediation and Arbitration. He was formerly a Registered Securities Principal with nationally recognized FINRA Registered Broker Dealers and held numerous securities licenses and registrations. He proudly serves as a FINRA and NFA Dispute Resolution Arbitrator.

This experienced corporate finance attorney retired after a 44-year career with Bell, Boyd & Lloyd in Chicago, where he practiced in securities, corporate governance, and related areas. For 13 years, he was the Chair of his firm's corporate and securities group, working with many large U.S. Corporations. He recently taught an M&A course at Northwestern University and currently acts as an independent consultant and a FINRA arbitrator.

This highly qualified expert has provided valuation and corporate finance consulting services since 1987. He is a Chartered Financial Analyst (CFA) and he is a member of several prestigious associations including the Healthcare Financial Management Association and the American Society of Appraisers. He previously worked as the Senior Managing Director of American Appraisal Associates Inc where he was the Chair of Healthcare Industry Practice. Currently, this expert works as Managing Director in a global consulting firm in Illinois. He specializes in the valuation of a wide variety of businesses and business interests, fairness and solvency opinions, consulting with corporations with respect to corporate finance issues, and estimating economic damages. He has provided opinions of value, fairness, and solvency for many purposes such as acquisitions, divestitures, business and strategic plan reviews, business unit performance measurement, SEC filings, US GAAP and other financial reporting requirements, US federal, state, and non-US tax reporting requirements, regulatory compliance, various dispute resolution and litigation procedures and general advisory purposes. This expert has worked with clients across a wide variety of industries such as business and consumer services, construction, engineering and real estate development, construction materials, banking, financial institutions and insurance, healthcare services and managed care.

This expert has extensive experience with insurance. He gained his MBA from Pennsylvania State University, his PhD from the University of Wisconsin, Madison, and his JD from the University of Minnesota. He served as the deputy commissioner and acting chief counsel for the Pennsylvania Insurance Department. He has also served as an insurance consultant to many corporations, state and local governments and was the chair of the finance, real estate, and law department at California Poly University. Currently he is a professor of insurance at a university in Minnesota and an attorney licensed to practice in Minnesota.

This expert has over 30 years of experience in asset management. He earned his BS in industrial and operations engineering from the University of Michigan before earning his MBA from Harvard University. He is licensed by the National Futures Association in national commodity futures and is a member of the National Futures Association Hearing Committee. Throughout his career, he has held multiple distinguished leadership roles. He was the vice president of investment banking for Donaldson, Lufkin, and Jenrette, and the vice president of Commercial Union Capital Corporation. While working for ABN AMRO Bank N.V., he rose from the head of financial engineering to the role of president and CEO of ABN AMRO. He was a founder and managing partner of Mumford Capital Partners, an equity partner of 2100 Xenon Group, and a partner of Emerging Edge Group. Currently, this expert serves as the chief financial officer, chief compliance officer, and secretary to the board of a registered investment advisor based in Illinois.

This highly qualified expert has nearly 25 years of experience in economics, finance, and accounting. He received his BA in economics from the University of Chicago, where he also earned his MBA in finance and accounting and his PhD in business economics. This expert is a certified public accountant and a member of the American Economics Association. He has formerly served as the principal for Chicago Partners, managing principal for the Analysis Group, and chief economist for the New York State Attorney General's Office. He has also taught graduate-level economics courses as a lecturer of law at Loyola University Chicago School of Law, a lecturer in the economics department and graduate school of business at the University of Chicago, and a guest lecturer at Columbia University and Duke University. Currently, this expert serves as a senior consultant for an economic consulting firm based in Illinois.

This expert is located in Illinois and is currently still involved in his education as an internal medicine resident. He earned his BA in economics at the University of Florida and then an MS in finance at the University of Florida. He went on to complete a post-baccalaureate premedical certificate program at Georgetown University before attending medical school and getting his MD at Northwestern University Feinberg School of Medicine. This expert has published 2 abstracts and a manuscript and has given 12 presentations.

This highly-qualified expert specializes in the field of mergers and acquisitions. He earned his BS from Colgate University, his JD from Cornell Law School, and his MBA from the Kellogg Graduate School of Management. He began his career as an attorney practicing mergers and acquisitions law in New York with White & Case. He then went on to begin his investment banking career, where he was involved in over 60 mergers or acquisitions with a combined market value of over $1 billion. He then became president of a nationally recognized middle market mergers & acquisitions firm with 14 offices around the country. After almost seven years growing that company, he left to co-found an M&A firm that was quickly recognized by Crain’s Chicago Business as one of the Top Investment Banking firms in Chicago. He is currently a founder and partner of a national mergers and acquisitions firm and the founder and partner of an advisory that focuses exclusively on companies in the sports, fitness and leisure industry. He is also the co-founder of an exit planning institute, a leading provider of education, training and resources for business advisors committed to the field of exit planning.

This expert has over 30 years of experience in financial trading. He received his BS in business administration from the University of North Dakota and his MBA from Harvard University. He is a CPA and currently holds 8 patents for automated trading in an electronic exchange. Formerly, he served as an investment analyst and portfolio manager at Institutional Capital Corporation and a trader and designated primary market manager for the Chicago Board Options Exchange. Subsequently, he started four successful trading and software start-ups generating over $50 million for shareholders. Currently, this expert is the CEO and owner of a software trading platform in Illinois.

This expert focuses on accounting, forensic accounting, financial analysis, financial forensics, economic damages, business valuation and investigations. He has experience in lost profits/earnings, business interruption claims, analysis of financial transactions and balances, Court-ordered accounting, bankruptcy, fraud examinations, investigations and the reconstruction of incomplete, misstated and/or falsified financial information. This expert provides consulting and litigation support services to trial lawyers, trustees, examiners, receivers, business owners and managers and units of federal, state and local government. Many engagements combine financial analysis, economic damages determination, valuation issues, tracing procedures and/or other applications of financial forensics to assist in resolving complex commercial litigation and business disputes. He has more than 35 years of experience in accounting, financial analysis, financial forensics, business economics, fraud examinations and investigations in diverse engagements and numerous industries, including more than 15 years of experience in economic damages and business valuations. He has participated in public hearings and alternative dispute resolutions, submitted expert reports in several jurisdictions and testified in arbitration, regulatory proceedings and State, Federal and Bankruptcy Courts.

This highly qualified expert is Chief Investment Officer and founder of a corporation specializing in capital management. He is responsible for overseeing all aspects of the firm's investment process and is focused on the strategic direction as well. Recognized for his expertise, he is frequently asked to speak on topics such as investment policy, portfolio management, and the risk characteristics of Real Asset investing. He is a regular contributor to Bloomberg's Market Sense program and Money Moves with Deirdre Bolton. This expert has published widely on international economic and finance topics and is author of a Handbook for Infrastructure Investing, which is recommended by the CFA Institute and is a best seller. He is a professor at a business school University teaching Real Asset Investing, and remains one of the world's most provocative and respected financial analysts. His funds and separate account strategies have won numerous awards for performance in the real assets category. His current research focuses on empirical issues in investment management and corporate governance. His academic work has been published in top academic journals such as the CFA Institute, EDHEC Risk Institute and leading think tanks like the Inter American Dialogue. His research has been published by some of the leading industry trade journals including Institutional Investor Journal, Investments and Pensions Europe, Infrastructure Journal, Pensions and Investments Publications, and Investment Management Consultants Association. His research has also been covered in major newspapers, including The Wall Street Journal, New York Times, The Financial Times and The Globe and Mail. Private Asset Management Magazine named Capital Innovations as one of the Best Money Managers for Long-Term Performance." He has extensive experience with managing the economics of MLPs, having devoted 58% of his portfolio to this segmented industry.