Expert Qualifications

This highly-qualified banking and finance expert has nearly 50 years of experience in the field. He earned his BA in economics from Pace University and completed graduate studies in finance at New York University. He currently holds a Series 65 registration and has previously held both Series 7 and 24 registrations. He is active in his field as a member of the executive advisory board for St. John's University's Department of Accounting and Taxation. For over 30 years, he worked at JP Morgan Chase in several roles. Most notably, he served as the head of market, credit, and operational risk for Chase asset management, the head of international funding for Chase's Manhattan Bank, and the managing director and head of fiduciary risk management. Throughout his career, he has gained experience in areas such as treasury management, financial markets, asset management, foreign exchange, derivatives, risk management, and fiduciary roles and responsibilities. Currently, this expert is the principal consultant for a risk management firm in Connecticut.

Bio Snapshot

  • Location: CT
  • BA, Economics, Pace University
  • Licensed, Series 65 Registration
  • Member, Executive Advisory Board, St. John's University Department of Accounting and Taxation
  • Former, National Sales Manager, Chase Securities, JP Morgan Chase
  • Former, General Manager, Treasury & Financial Markets for Chase AMP Bank, JP Morgan Chase
  • Former, Executive, Western Hemisphere Area Treasury & Financial Markets, JP Morgan Chase
  • Former, Head, Market, Credit, & Operational Risk for Chase Asset Management, JP Morgan Chase
  • Former, Head, International Funding for Chase's Manhattan Bank, JP Morgan Chase
  • Former, Managing Director & Head, Fiduciary Risk Management, JP Morgan Chase
  • Current, Principal Consultant, a risk management firm in CT

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