Retirement Plan Expert Witnesses in Massachusetts
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Fiduciary Duty & Retirement Plans Expert Witness
Review Fee $500/hrDeposition Fee $500/hrCourt Fee $750/hrThis highly-qualified expert has extensive experience in the finance industry, with his work focusing on ERISA, fiduciary duty, FINRA and suitability, retirement plans, financial technology, and wealth management. He earned his BS in economics with concentrations in international business and money, banking, and finance from the State University of New York at Fredonia. He is a chartered retirement planning coordinator and has previously held Series 7, 31, 63, and 65 licenses. He is active in his field as a frequently published author of finance articles. He has formerly served as a private banker at Bank Leumi USA, the director of the institutional brokerage group at Fidelity Investments/NFS, the vice president of personal financial services at Chase Bank, a financial advisor for global private clients for Merrill Lynch, vice president for JP Morgan Securities, and the vice president of Clark Dodge Asset Management. Currently, this expert serves as the managing member and project manager for a fiduciary consulting firm in New York.
Managing Member & Project Manager, A Fiduciary Consulting Firm in NY
Bachelor of Science (BS), State University of New York at Fredonia
New York,
New York
Find Retirement Plan Expert Witnesses In:
What Can a Retirement Plan Expert Witness Opine On?
401(k) Setup
Establish employer-sponsored retirement savings plan.
IRA Contributions
Contribute to Individual Retirement Accounts.
Rollover IRA
Transfer retirement funds between accounts.
Retirement Income Planning
Develop strategies for sustainable income.
Social Security Analysis
Evaluate optimal claiming strategies.
Investment Portfolio Review
Assess and adjust retirement investment strategies.
FAQs for Retirement Plan Expert Witnesses
What is a retirement plan expert witness?
A retirement plan expert witness is a financial or ERISA specialist who explains retirement plan rules and standards in legal cases. They assist by reviewing plan documents, analyzing records, and testifying to clarify complex retirement plan issues.
In what types of cases might the expertise of a retirement plan expert witness be beneficial?
A retirement plan expert witness is beneficial in ERISA disputes, fiduciary breach claims, 401(k)/403(b) mismanagement, pension valuation, QDRO, fee, and prohibited transaction cases.
How can a retirement plan expert witness assist in interpreting complex plan documents?
A retirement plan expert witness clarifies complex plan documents by explaining legal terms, plan provisions, compliance issues, and how they apply to the case facts.
What specific qualifications should counsel seek in a retirement plan expert witness?
Counsel should seek a retirement plan expert witness with ERISA credentials, fiduciary experience, plan administration knowledge, and proven testimony in similar cases.
How does a retirement plan expert witness evaluate fiduciary process and oversight?
A retirement plan expert witness evaluates fiduciary process and oversight by reviewing policies, decisions, documentation, monitoring practices, and compliance with ERISA standards.
What is Expert Institute’s process for selecting retirement plan expert witnesses?
Expert Institute delivers a tailored approach to connect you with top-tier experts. We identify actively practicing professionals who meet your exact criteria for specialty, experience, litigation background, fee structure, credentials, location, and more.