Finance Expert Witnesses in Rhode Island

This experienced finance professional has background in portfolio and trust management, mutual funds, and hedge funds over a 45-year career. He earned his B.S. from the University of Pennsylvania and his M.B.A. in Finance from Harvard University. He holds several industry credentials; the expert is a Registered Investment Advisor, a Chartered Financial Analyst, and a FINRA Arbitrator. The expert began his career at J.P. Morgan before joining Citibank, where he eventually served as the Chief Investment Officer of the Global Private Bank overseeing a total of $20 billion in assets. In addition, he spent 11 years as the Chief Investment Officer of IBJ Schroder Bank and Trust, supervising 20 investment professionals serving private clients in the U.S. and Asia. The expert now supports attorneys, individuals, banks, investment advisors, broker-dealers, corporations, and the SEC in investment matters.

This highly qualified expert received his BS in industrial engineering and his MA in economics from Clemson University and earned his PhD in finance from the University of Tennessee. He is active in his field as a member of several finance associations, including the Financial Management Association and the Academy of Economics and Finance. He is also highly involved in research, having received several grants for studies, authored numerous publications, and spoken at multiple conferences. His former positions include quantitative analyst for CNH Partners and municipal bond analyst for Wachovia Securities. Currently, this expert serves as an assistant professor of finance at a university in Connecticut.

This highly-qualified banking and finance expert has nearly 50 years of experience in the field. He earned his BA in economics from Pace University and completed graduate studies in finance at New York University. He currently holds a Series 65 registration and has previously held both Series 7 and 24 registrations. He is active in his field as a member of the executive advisory board for St. John's University's Department of Accounting and Taxation. For over 30 years, he worked at JP Morgan Chase in several roles. Most notably, he served as the head of market, credit, and operational risk for Chase asset management, the head of international funding for Chase's Manhattan Bank, and the managing director and head of fiduciary risk management. Throughout his career, he has gained experience in areas such as treasury management, financial markets, asset management, foreign exchange, derivatives, risk management, and fiduciary roles and responsibilities. Currently, this expert is the principal consultant for a risk management firm in Connecticut.

This highly-qualified expert has over 40 years of experience in the financial services industry specializing in data science and mathematics with a current focus on long term care insurance. He earned his BS in mathematics from Worcester Polytechnic Institute and his MS in information science and operations research from Rensselaer Polytechnic Institute. Formerly, he has held positions as a corporate telecommunications network designer at Aetna, the assistant director of telecommunications at CIGNA, the co-founder and CEO of Intelligent Network Systems, a consultant for Tucker Network Technologies, and the founder and president of Sage Telecommunications Corporation. He currently serves as the co-founder, operating member, research scientist, and strategist of a research and development company focused on finance, health, and happiness.

This highly-qualified expert has nearly 30 years of experience in the field of investment banking and leveraged finance, specializing in arranging debt financing primarily for leveraged buyouts, mergers and acquisitions, refinancings, recapitalizations and rescue financings. He earned his BS in computer science from Columbia University and his MBA in finance and international business from the University of Chicago, and holds FINRA Series 79, 82, and 63 licenses. He began his career as an associate in the asset-based finance group at Citicorp Securities. Since then, he he served as the managing director at Credit Suisse Securities, Carolina Financial Securities, and ASGARD Securities, where he was also the co-head of the advisory group. Currently, this expert is the managing partner of a middle market investment banking firm in New York.