SEC Expert Witnesses in New Mexico
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SEC Reporting Requirements Expert Witness
Review Fee $400/hrDeposition Fee $400/hrCourt Fee $400/hrThis accounting consultant is a CPA with an M.B.A. from Cornell and a Ph.D. in Accounting from Ohio State University. Early in his career, he was an Academic Fellow in the Office of the Chief Accountant at the U.S. Securities and Exchange Commission. He now works as a consultant to public companies on matters including SEC compliance, U.S. GAAP, international accounting standards, and control of international operations. He produces training content has led 250 management education programs in 14 countries. The expert was a tenured member of the faculty of Thunderbird for 13 years, with previous faculty experience at Dartmouth College, MIT, and Wake Forest University. He is currently a Visiting Clinical Professor at a university in Texas and his a member of the Standing Advisory Group of the Public Company Accounting Oversight Board.
Instructor, A business learning institute in MD
Doctor of Philosophy (PhD), Ohio State University
Phoenix,
Arizona
Find Sec Expert Witnesses In:
What Can a SEC Expert Witness Opine On?
Regulation Filings
Submission of required financial disclosures.
Compliance Reviews
Assessing adherence to securities regulations.
Insider Trading Investigations
Investigating unlawful trading practices.
Market Surveillance
Monitoring trading activities for irregularities.
Enforcement Actions
Taking action against regulatory violations.
Investor Education Programs
Educating the public on investment risks.
FAQs for Sec Expert Witnesses
What is a sec expert witness?
An SEC expert witness is a securities regulation specialist who explains complex SEC rules and compliance in legal cases. They assist by reviewing records, offering opinions, and testifying to clarify SEC issues.
What case types does an SEC expert witness commonly address?
An SEC expert witness commonly addresses securities fraud, insider trading, market manipulation, disclosure violations, broker‑dealer misconduct, compliance failures, and enforcement actions.
How can an SEC expert witness assist in evaluating alleged disclosure violations?
An SEC expert witness can assess alleged disclosure violations by analyzing filings, materiality, and compliance with SEC rules to determine if disclosures met regulatory standards.
What qualifications should I look for in an SEC expert witness?
Look for an SEC expert witness with prior SEC or securities industry experience, advanced finance or law credentials, regulatory expertise, and a strong testifying track record.
How does an SEC expert witness support damages analysis in enforcement actions?
An SEC expert witness supports damages analysis by quantifying investor losses, assessing disgorgement, and linking violations to financial harm using SEC rules and market data.
What is Expert Institute’s process for selecting sec expert witnesses?
Expert Institute delivers a tailored approach to connect you with top-tier experts. We identify actively practicing professionals who meet your exact criteria for specialty, experience, litigation background, fee structure, credentials, location, and more.