SEC Expert Witnesses in Indiana
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Valuation & Economic Damages Expert Witness
Review Fee $650/hrDeposition Fee $750/hrCourt Fee $750/hrThis highly qualified expert has provided valuation and corporate finance consulting services since 1987. He is a Chartered Financial Analyst (CFA) and he is a member of several prestigious associations including the Healthcare Financial Management Association and the American Society of Appraisers. He previously worked as the Senior Managing Director of American Appraisal Associates Inc where he was the Chair of Healthcare Industry Practice. Currently, this expert works as Managing Director in a global consulting firm in Illinois. He specializes in the valuation of a wide variety of businesses and business interests, fairness and solvency opinions, consulting with corporations with respect to corporate finance issues, and estimating economic damages. He has provided opinions of value, fairness, and solvency for many purposes such as acquisitions, divestitures, business and strategic plan reviews, business unit performance measurement, SEC filings, US GAAP and other financial reporting requirements, US federal, state, and non-US tax reporting requirements, regulatory compliance, various dispute resolution and litigation procedures and general advisory purposes. This expert has worked with clients across a wide variety of industries such as business and consumer services, construction, engineering and real estate development, construction materials, banking, financial institutions and insurance, healthcare services and managed care.
Managing Director, A Valuation Services Firm
Master of Business Administration (MBA), DePaul University
Chicago,
Illinois
Find Sec Expert Witnesses In:
What Can a SEC Expert Witness Opine On?
Regulation Filings
Submission of required financial disclosures.
Compliance Reviews
Assessing adherence to securities regulations.
Insider Trading Investigations
Investigating unlawful trading practices.
Market Surveillance
Monitoring trading activities for irregularities.
Enforcement Actions
Taking action against regulatory violations.
Investor Education Programs
Educating the public on investment risks.
FAQs for Sec Expert Witnesses
What is a sec expert witness?
An SEC expert witness is a securities regulation specialist who explains complex SEC rules and compliance in legal cases. They assist by reviewing records, offering opinions, and testifying to clarify SEC issues.
What case types does an SEC expert witness commonly address?
An SEC expert witness commonly addresses securities fraud, insider trading, market manipulation, disclosure violations, broker‑dealer misconduct, compliance failures, and enforcement actions.
How can an SEC expert witness assist in evaluating alleged disclosure violations?
An SEC expert witness can assess alleged disclosure violations by analyzing filings, materiality, and compliance with SEC rules to determine if disclosures met regulatory standards.
What qualifications should I look for in an SEC expert witness?
Look for an SEC expert witness with prior SEC or securities industry experience, advanced finance or law credentials, regulatory expertise, and a strong testifying track record.
How does an SEC expert witness support damages analysis in enforcement actions?
An SEC expert witness supports damages analysis by quantifying investor losses, assessing disgorgement, and linking violations to financial harm using SEC rules and market data.
What is Expert Institute’s process for selecting sec expert witnesses?
Expert Institute delivers a tailored approach to connect you with top-tier experts. We identify actively practicing professionals who meet your exact criteria for specialty, experience, litigation background, fee structure, credentials, location, and more.