Financial Expert Witnesses in Arizona

This expert has over 10 years of experience in risk management and regulatory compliance in the financial services industry, with a focus on identifying compliance issues and implementing solutions to mitigate risk. In his work with the CFPB, he identified millions of dollars in remediation for consumers. Formerly, he worked in consumer protection roles with the Consumer Financial Protection Bureau and the California Department of Financial Institutions, as well as in compliance and risk management roles at San Diego County Credit Union and Union Bank. Currently, he is a compliance advisor with a national financial services group and is based in California.

This expert has over 25 years of experience in the securities industry as an accounting and compliance specialist. Industry experience with broker-dealers, registered investment advisers, hedge funds,regulation, compliance, accounting, and information technology. He has been FINRA registered since 1984 and is also a licensed Financial and Operations Principal. He currently serves as Principal for a financial compliance services firm.

This expert is a statistician experienced in data analysis and statistical methods to evaluate field performance of vehicles and consumer products. Her key areas of expertise include; statistical analysis using field data; consumer complaint data analysis; warranty data analysis; claims data analysis; customer contact data analysis; economic valuation; damage assessment; econometric/financial modeling; analyses of large complex data sets; regression analysis and ANOVA; reliability analysis, and more. This expert has been involved in several studies using warranty/customer contact or claims data to predict the number of claims/failures and annual claim/failure rates for various consumer and industrial products.

This highly qualified expert has over 20+ years experience directing food stamp programs. Former positions include Regional Food Stamp Program Director, Administrator Review Officer, EBT Project Director, and EBT Regional Implementation Manager. He has directed over 200 regional and field office staff involved in state agency policy support and food retailer management. He has adjudicated administrative appeals for food retailers participating in the Food Stamp Program and developed administrative review guidelines and trained Food Nutrition Service agency review officers. This expert has extensive experience managing Electronic Benefits Transfer (EBT) projects through the full system life cycle and also has national experience serving as a principal in building and directing multi-state and federal EBT consortium. He also has significant experience as a grants and contracts manager for non-profits in the health delivery and education spheres of interest. He earned his BA at the University of Maryland.

This expert has 26 years of experience in regulatory and compliance investigation of federal labor laws. An extensive amount of time was with the US Department of Labor Wage and Hour Division as a Wage and Hour Compliance Specialist, enforcing federal wage and hour laws through investigative assignments. She analyzed and reviewed employer's financial documents, including time and pay records, as well as provided technical and non-technical assistance to employers so compliance could be achieved. Enforcement of the Fair Labor Standards Act included minimum wage, overtime, record keeping, and child labor provisions. Currently, this expert is the President and Owner of her own consulting firm, where she specializes in employment law, specifically the Fair Labor Standards Act. She serves as a third party employer representative for labor issues and oversees and monitors payroll for wage and hour compliance, among other duties.

This highly qualified check fraud specialist and certified anti money laundering specialist has over 21 years of service in the industry. He spent 10 years as a Nevada law enforcement official in the field of corrections, and reserve work and became the president of the Nevada Check Cashing Association and board member of the National Check Cashers Association. He is currently a member of the Nevada Fight Fraud task force and Consumer Affairs Investigator Reserve as well as previous member Anti Money Laundering MSB task force. He currently provides anti-fraud consulting services nationally as well ad AML training, drafting of AML programs and independent reviews and written risk assessments.

This expert has been teaching and practicing economics for more than 25 years. He holds a Doctorate in Economics from the University of California, Riverside and has been the Principal of his own economic consulting firm for the past 25 years. He provides consulting services in both the private and public sectors in the areas of economic impact and efficiency studies, cost/benefit analysis, and modeling and forecasting, while he also provides extensive expert witness services in lawsuits concerning personal injury, wrongful death, discrimination, business issues, valuations, and wrongful termination, among others. This expert has been awarded multiple Faculty Research Fellows Grants by the Center of California Studies and his technical reports and studies have been widely cited.

This expert is highly qualified in the field of Forensic Economics. He earned his BS at the University of Southern California, and is active in his field as a member of American Rehabilitation Economics Association and the American Economic Association. He has been a partner at a Forensic Economics Firm in California for the last 25 years. In that capacity, he has performed analysis of financial and operating data to assist in various disruptions to businesses which range from physical damage, extra expense, business interruption, third party liability disputes, employee fidelity and product liability issues.

This qualified expert received his BA in business administration from Saint Michael's College and has over 35 years of experience in retail wealth management. He is a certified trust financial advisor, a FINRA arbitrator, and a chartered advisor in philanthropy. He has served as a director for prestigious companies such as JPMogran Securities, RBC Wealth Management, and UBS Financial Services with over 17 years of experience in broker dealer field leadership positions.

This highly qualified expert has years of experience in financial forensics and fraud examination. He received his BA in political science from the University of California Riverside and his MBA from the Graziadio School of Business and Management at Pepperdine University. He is certified as a valuation analyst and a fraud examiner. This expert has held several leadership positions in his field, including serving as a director for a top-25 national accounting and consulting firm and a principal in the litigation consulting and forensic accounting services practice group for one of the largest accounting and consulting firms in the United States. He has served as an adjunct professor in economics, authored several published articles, and presented at the Association of Certified Fraud Examiner's Global Fraud Conference. Currently, this expert is a partner at a litigation consulting and financial forensics firm in California.

This highly qualified expert has nearly 30 years of experience in the legal sector. He received his AB in economics from UC Berkeley before earning his JD from Loyola Marymount University. This expert is also an accredited investment fiduciary. He specializes in insurance recovery and bad faith litigation, as well as ethics and compliance in the financial services profession. He is active in his field, having authored numerous periodicals and spoken at several conferences throughout his career. He has formerly served as a law clerk for the Honorable John R. Padova, a shareholder for Anderson Kill & Olick, and director and senior corporate counsel for Dish Network. He has also served as the standards and legal manager, as well as standards and legal counsel, for Investments & Wealth Institute. Currently, this expert serves as general counsel for a nonprofit professional investment association and credentialing organization based in Colorado.

This highly qualified expert has been in the field finance and economics for over two decades, with demonstrated experience in valuation, assessment, discounted cash flow, economic and financial modeling, investment analysis, economic damage, earnings analysis, and risk assessment and analysis. He received his BA, in English literature and international relations from the University of California at Santa Barbara and then his PhD in applied economics from the University of Minnesota where he was both a MacArthur and Fulbright Fellow. He is the author of multiple papers and books, including “Inside the Global Economy: A Practical Guide”. He has worked in a variety of roles including as a consultant to both several countries, Alliance Equity Group LLC and Booz Allen Hamilton. He has also been the lead investor and CEO of Delta Welding and Fabrication. This expert currently runs a door and cabinet hardware design company he helped co-found and works with a private rare metals fabrication investor group in California, as well as serves as an instructor of global economics at a California university.

This highly-qualified economics and finance expert has over 30 years of experience in his field and specializes in the topics of securities and class-action litigation, corporate finance and governance, and the valuation of public and private companies. He earned his MBA in finance and applied economics from the University of Rochester and his PhD in finance from the University of Washington. He is currently an executive board member of the National Association of Corporate Directors Colorado Chapter. He also stays active in his field as an author and presenter of his field and has been quoted in the Wall Street Journal, New York Times, and Economist. Formerly, he has held positions as an associate professor of finance at the University of Utah, a visiting associate professor of finance at the University of Chicago, and a visiting professor of economics at Princeton University. He currently serves as a provost professor of finance at a large university in Colorado.

This expert has over 35 years of experience in the banking, finance, investment, and brokerage business. He earned his BA in philosophy, economics, and accounting from Pomona College and is licensed as both a California Real Estate Broker and California Finance Lender and Broker. He is a member of the National Association of Realtors and the California Association of Realtors. He formerly served as a commercial loan officer at Bank of America, as the chief financial officer of Engineered Equipment Company, and as the senior vice president of Mellon Bank and Regents Bank. This expert is currently the president and CEO of a commercial real estate lending company in California.