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SEC Expert Witnesses

Valuation and Economic Damages Headshot
E-176591

Valuation and Economic Damages Expert

This highly qualified expert has provided valuation and corporate finance consulting services since 1987. He is a Chartered Financial Analyst (CFA) and he is a member of several prestigious associations including the Healthcare Financial Management Association and the American Society of Appraisers. He previously worked as the Senior Managing Director of American Appraisal Associates Inc where he was the Chair of Healthcare Industry Practice. Currently, this expert ...

SEC Reporting Requirements Headshot
E-070514

SEC Reporting Requirements Expert

This accounting consultant is a CPA with an M.B.A. from Cornell and a Ph.D. in Accounting from Ohio State University. Early in his career, he was an Academic Fellow in the Office of the Chief Accountant at the U.S. Securities and Exchange Commission. He now works as a consultant to public companies on matters including SEC compliance, U.S. GAAP, international accounting standards, and control of international operations. He produces training content has led 250 ...

Counterintelligence and Security Program Management Headshot
E-153768

Counterintelligence and Security Program Management Expert

This expert has over 25 years of experience in military intelligence, counterintelligence, and security program management. He earned two MS degrees in strategic intelligence and defense strategic studies from the National Defense Intelligence College and Missouri State University, respectively. He has extensive experience with weapon threat and defense, serving the Joint Improvised-Threat Defeat Agency and Organization as the deputy inspector general and chief of ...

Specialties:
Securities and Trading Headshot
E-694343

Securities and Trading Expert

This highly-qualified securities expert has over 30 years of experience in equity securities and trading. He earned his BA from Saint Lawrence University and holds the Series 7, 9, 10, 24, 55, 63, & 99 licenses. He has held a number of distinguished roles, including the head of global equity sales at ABN AMRO, the CEO and COO of Harborside Securities, and the head of equities at Fidelity Capital Market Services. He has supervised and managed large and diverse sales and ...

Security Headshot
E-431651

Security Expert

This well-credentialed security expert has over 20 years of experience as a security executive, leader, advisor, and strategist. He earned his BS in criminal justice from Western Illinois University before completing his MA in business and security management at Webster University. He is a certified protection professional, risk assessment methodologist, building security professional, security consultant, and crisis prevention instructor. This expert has authored over ...

Computer Security, Digital Forensics, & Digital Currency Headshot
E-628432

Computer Security, Digital Forensics, & Digital Currency Expert

This highly qualified expert has over 20 years of experience in computer security, digital forensics, and digital currency, such as Bitcoin and Ethereum. He earned his BS in computer science and his MS in data communications networks and distributed systems from the University College London. In addition, this expert holds 3 patents and has published 7 books involving digital currency and bitcoin. He has held several roles throughout his career including being an IT ...

Counterterrorism and Operational Security Management Headshot
E-591837

Counterterrorism and Operational Security Management Expert

This expert has over 30 years of experience in counterintelligence, counterterrorism, and operational security management. He is certified as a security guard instructor, a peace officer instructor, and a protection professional. He has published several articles and a book titled “Protection Technology: Vendor Selection & Nightmare Avoidance". Currently, he is the founder and CEO of an independent protection consulting firm specializing in counterterrorism & operational ...

Naval Security Analysis Headshot
E-601126

Naval Security Analysis Expert

This expert has extensive experience in naval security and the international and domestic defense industry. He earned his BS in mechanical engineering from the US Naval Academy. During his 37-year career with the Navy, he served as a senior naval officer, as a director of warfare requirements, and as a military commander for the Iceland Defense Force. This expert then went on to serve as the corporate direction of naval aviation programs at Lockheed Martin and as the ...

Specialties:
Cyber Security and Software Headshot
E-602761

Cyber Security and Software Expert

This well-credentialed expert has 25 years of experience as a technologist with experience in government and finance with specific cybersecurity domain expertise as a CTO, CISO, and systems architect. He is skilled in cybersecurity, compliance, computer and data forensics, data and log analysis, evidence extraction, electronic discovery, network security, hacker breach detection, and evidence gathering. Formerly, he has served as a senior architect for TrueCar, a senior ...

Cyber Security and Cyber Law Headshot
E-565088

Cyber Security and Cyber Law Expert

This highly qualified expert has over 20 years of experience in cyber law and security and is a practicing attorney. He earned his BS and MS in information systems from the University of Alabama and Grantham University. This expert then went on to earn his JD from Birmingham Law School and complete two PhD programs: one in management from Walden University and the other in business administration from Northcentral University. He is a member of the privacy and computer ...

Security, Use of Force, and Law Enforcement Procedures Headshot
E-372140

Security, Use of Force, and Law Enforcement Procedures Expert

This highly-qualified expert has over 25 years of experience in the law enforcement and private security industry. He earned his BS in political science and his MS in criminal justice from the University of Central Florida. He is a licensed security officer and security manager and stays active in his field as a member of the American Society for Industrial Security and the Gated Community Security Managers Association. Formerly, this expert held positions as a ...

Securities, Valuation, and Corporate Finance Headshot
E-539124

Securities, Valuation, and Corporate Finance Expert

This highly-qualified economics and finance expert has over 30 years of experience in his field and specializes in the topics of securities and class-action litigation, corporate finance and governance, and the valuation of public and private companies. He earned his MBA in finance and applied economics from the University of Rochester and his PhD in finance from the University of Washington. He is currently an executive board member of the National Association of ...

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SEC Expert Witness Case Studies

Investment Experts Discuss Bank Fraud

Investment Experts Discuss Bank Fraud

Dec 28 2017
This was a class-action lawsuit under the Securities Exchange Act of 1934 against a major financial firm in West Virginia. It was alleged that the company’s capital market sale of student loans bundled into Synthetic Collateralized Debt Obligations, or synthetic…
Mortgage Company Executives Face SEC Action Over Misrepresentations

Mortgage Company Executives Face SEC Action Over Misrepresentations

May 23 2017
This is a Securities and Exchange Commission enforcement action for fraudulent misrepresentations and omissions about a mortgage company’s financial condition, margin call activity, and liquidity by the mortgage company’s executives. The company, which obtained financing through “repo” agreements that subjected…

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