Insurance Broker Makes False Representation of Life Insurance Policy

Case Overview

Questions to the Vocational expert and their responses

Are you a CFP?

I am a certified financial planner and a chartered life underwriter.

Have you dealt with life insurance matters? If so, please describe your experience.

I have extensive experience in life insurance/estate planning/financial services. I am especially familiar with ethical conduct of insurance brokers and suitability of life insurance policies given my employment history and current consulting work.

About the expert

This expert has over 30 years of experiences with securities, investments, and insurance at the financial advisor, supervisory, and managing principal level. He has his producer's license in life, accident, and health insurance, is a certified financial planner, a chartered financial consultant, and a chartered life underwriter. He is also a member of numerous prestigious organizations in the insurance and financial services fields. This expert is is a former agency manager at John Hancock Financial Services, former managing principal at Waddell and Reed and a former Adjunct Professor in the department of finance at the University of Connecticut. He is currently an adjunct professor in financial management at a top university and the founder/consultant at a securities, insurance, and financial services firm.