Director, Bates Group (St. Louis, MO)

Bachelor of Science, University of Missouri–St. Louis

Mr. Joseph Thomas has thirty years of experience in Securities Industry Compliance, Supervision, Operations, and Administration. He earned his Bachelor of Science in Business Administration with a focus on Management Science/Quantitative Management from the University of Missouri, St. Louis. This expert is certified in multiple securities designations. Formerly, Mr. Thomas served as Vice President and Finance Manager/Litigation Auditor in the Legal Division at Wells Fargo/Wachovia Securities/A.G. Edwards & Sons and as Area Team Leader at Edward Jones Investments. Currently, he is a Director at Bates Group.

j*********@b*****.com

(503) ***-****

St. Louis, Missouri

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Radar Metrics At A Glance

Expert Witness Activity

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Plaintiff Cases

12

Defense Cases

7

Expert Challenges

5

Deposition Transcripts

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Publications

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Media & News

68

Social Media Mentions

27

Expert Witness Activity

Radar found 32 records

Case Name

Role

Filed Date

In Re: The Matter of Anthony L Cross and The O.N. Equity Sales Company

Expert Witness

2012-01-01

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Litigation Analytics

Retained By

Defense

Plaintiff

37%63%

Activity over time

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100

2000

0

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0

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0

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0

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Activity by state

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Case Outcome

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25

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Education

Institution

Degree Type

University of Missouri–St. Louis

Bachelor of Science

Work History

Title

Employer

Director

Bates Group (St. Louis, MO)

Area Team Leader and Limited Partner

Edward Jones Investments (St. Louis, MO)

Specialist

Edward D. Jones Mortgage Operations (St. Louis, MO)

Publications

Title

Type

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