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Stock Exchange Related Blog Posts

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    Robinhood Hit with Class Action Lawsuit After Restricting GameStop Trading

    April 5, 2021

    Following a volatile trading week, Robinhood now faces a class action after it restricted users from trading a handful of stocks—including those for...

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    Robinhood Could Face Legal Action After Hack Targets 2,000 User Accounts

    August 25, 2021

    Hackers were able to access customer account information, including controlling trades and account funds. Given the sensitive information at stake...

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    Private Prison Faces Shareholder Class Action Alleging COVID-19 Securities Fraud

    December 7, 2020

    In what could become a new COVID-19 litigation strategy, a shareholder

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    Derivatives Expert Witness: An Introduction to Derivatives

    June 22, 2020

    In finance litigation, many elements turn on the specifics of the case. In cases involving derivatives, the complexity of the elements, usually...

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  • Stock Exchange Expert Witness Case Studies

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    Finance Expert Witness Opines on Alleged Securities Fraud

    January 7, 2022

    This case involves a class of shareholders suing the defendant corporation for

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    Canadian Financial Services Company Infringes Name of US Short-Term Lending Store

    January 11, 2022

    This international business case involves a Canadian financial services company that operated under a similar name as a short-term money lending...

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    SEC Fines Company $50 Million For Covert Trading

    April 11, 2019

    This case involves a company that was fined $50 million by the Securities Exchange Commission for secretly trading its own program in its dark pool...

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    Private Equity Fund Receives Low Conversion On International Bonds

    April 11, 2019

    This case involves a plaintiff private equity fund that owned zero coupon bonds convertible into the common stock issued by an entertainment company....

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    Investment Firm Violates SEC Guidelines By Failing To Diversify

    April 11, 2019

    This case involves a dispute regarding the management of employee 401(k) profit sharing retirement plans. An investment advisory firm was tasked with...

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