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Stock Exchange Related Blog Posts
Robinhood Hit with Class Action Lawsuit After Restricting GameStop Trading
April 5, 2021
Following a volatile trading week, Robinhood now faces a class action after it restricted users from trading a handful of stocks—including those for...
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Robinhood Could Face Legal Action After Hack Targets 2,000 User Accounts
August 25, 2021
Hackers were able to access customer account information, including controlling trades and account funds. Given the sensitive information at stake...
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Private Prison Faces Shareholder Class Action Alleging COVID-19 Securities Fraud
December 7, 2020
In what could become a new COVID-19 litigation strategy, a shareholder
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Derivatives Expert Witness: An Introduction to Derivatives
June 22, 2020
In finance litigation, many elements turn on the specifics of the case. In cases involving derivatives, the complexity of the elements, usually...
Read moreStock Exchange Expert Witness Case Studies
Finance Expert Witness Opines on Alleged Securities Fraud
January 7, 2022
This case involves a class of shareholders suing the defendant corporation for
Read moreCanadian Financial Services Company Infringes Name of US Short-Term Lending Store
January 11, 2022
This international business case involves a Canadian financial services company that operated under a similar name as a short-term money lending...
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SEC Fines Company $50 Million For Covert Trading
April 11, 2019
This case involves a company that was fined $50 million by the Securities Exchange Commission for secretly trading its own program in its dark pool...
Read morePrivate Equity Fund Receives Low Conversion On International Bonds
April 11, 2019
This case involves a plaintiff private equity fund that owned zero coupon bonds convertible into the common stock issued by an entertainment company....
Read moreInvestment Firm Violates SEC Guidelines By Failing To Diversify
April 11, 2019
This case involves a dispute regarding the management of employee 401(k) profit sharing retirement plans. An investment advisory firm was tasked with...
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