Investment Firm Expert Witnesses in Rhode Island
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Investment Management Expert Witness
Review Fee $375/hrDeposition Fee $400/hrCourt Fee $425/hrThis expert has over 30 years of experience in investment management. He holds a BA in economics from Brandeis University and an MBA in finance and accounting from the University of California, Berkeley. Throughout his career managing portfolios and funds, he has bought and sold options and traded stocks, ETFs and mutual funds. As the former Managing Director and Portfolio Manager at Charles Schwab, he managed a $3.5B of mutual fund assets. In this role he was responsible for developing and implementing portfolio strategy, including asset allocation among multiple asset classes and selection of underlying funds. He then went on to serve as President and Chief Investment Officer for Adviser Partners, a boutique asset manager that manages equities and asset allocation products for advisers, financial institutions and family offices. He currently oversees the investment process, research activities and portfolio strategy for an investment firm in Boston, MA.
Chief Investment Strategist, An Investment Firm in MA
Master of Business Administration (MBA), University of California, Berkeley
Boston,
Massachusetts
Find Investment Firm Expert Witnesses In:
What Can an Investment Firm Expert Witness Opine On?
Portfolio Management
Overseeing investment asset allocations.
Risk Assessment
Evaluating potential investment risks.
Investment Research
Analyzing market trends and opportunities.
Client Consultation
Discussing investment goals with clients.
Asset Valuation
Determining the worth of investments.
Compliance Monitoring
Ensuring adherence to regulations.
FAQs for Investment Firm Expert Witnesses
What is a investment firm expert witness?
An investment firm expert witness is a finance professional who explains industry standards and firm practices in legal cases. They assist by reviewing records, giving expert testimony, and clarifying complex investment issues.
In what types of cases might an investment firm expert witness be beneficial?
An investment firm expert witness is beneficial in securities fraud, broker negligence, suitability, portfolio mismanagement, valuation, M&A, compliance, and FINRA arbitration cases.
How can an investment firm expert witness evaluate alleged breach of fiduciary duty?
An investment firm expert witness evaluates alleged breach of fiduciary duty by reviewing policies, trades, fees, disclosures, and performance against legal, regulatory, and industry standards.
What qualifications should an attorney seek in an investment firm expert witness?
An attorney should seek an investment firm expert witness with strong industry credentials, regulatory experience, forensic skills, and a proven record of clear courtroom testimony.
How does an investment firm expert witness assess suitability of investment recommendations?
An investment firm expert witness assesses suitability by comparing recommendations to the client’s profile, risk tolerance, objectives, disclosures, and regulatory suitability standards.
What is Expert Institute’s process for selecting investment firm expert witnesses?
Expert Institute delivers a tailored approach to connect you with top-tier experts. We identify actively practicing professionals who meet your exact criteria for specialty, experience, litigation background, fee structure, credentials, location, and more.