Investment Adviser Expert Witnesses in New York
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Investment Adviser Experts in New York
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Mergers & Acquisitions & Bankruptcy & Insolvency Expert Witness
Education: AB, Economics, Lafayette College; M.S., Accountancy, NYU Stern; A.P.C., Investment Management, NYU Stern Professional certifications: CPA; Chartered Financial Analyst (CFA); AICPA-Accredited, Business Valuation (ABV); AICPA-Certified in Financial Forensics (CFF); Certified Fraud Examiner (CFE): Certified Management Accountant (CMA); Certified Insolvency & Restructuring Advisor (CIRA); Certified Turnaround Professional (CTP); Certification in Distressed Business Valuation (CDBV); Certified Financial Planner (CFP) Member: AICPA; CFA Institute; CFA Society New York; Turnaround Management Association (former Treasurer and member of the Executive Committee); American Academy of Economic and Financial Experts; + others Delivered lectures and seminars to financial and business professionals in more than 60 cities throughout the U.S. and more than 20 countries on five continents outside the U.S.
Managing Director, Chartered Capital Advisers
Advanced Practice Clinician (APC), NYU Stern
New York,
New York
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FAQs for Investment Adviser Expert Witnesses
What is the role of an investment adviser expert witness?
An investment adviser expert witness provides insight and testimony in legal cases involving financial matters, such as securities fraud, portfolio management, and fiduciary duties.
In what types of cases can an investment adviser expert witness be beneficial?
They are crucial in cases involving financial disputes, securities litigation, broker misconduct, asset allocation, and investment strategy evaluations.
What subspecialties exist within the field of investment advising that an expert witness might focus on?
Subspecialties include retirement planning, wealth management, risk assessment, hedge funds, mutual funds, and tax planning.
How can an investment adviser expert witness help in a case involving breach of fiduciary duty?
The expert can assess whether the adviser acted in the best interest of the client, adhered to industry standards, and properly disclosed all relevant information.
Why is it important for an investment adviser expert witness to have experience with SEC regulations?
Understanding SEC regulations is vital as they set the standards for investment practices. Violations can lead to severe penalties and form the basis of many legal disputes.
How does Expert Institute select its Investment Adviser expert witnesses?
Expert Institute offers a personalized approach to help you find the highest quality experts. We source actively-practicing professionals who match all your requirements for specialty areas, work experience, litigation history, fee range, certifications, location, and more.