Investment Adviser Expert Witnesses in Connecticut
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Investment Adviser Experts in Connecticut
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Alternative Investment Management Expert Witness
This C-level financial executive has 35+ years of experience in investment banking, capital markets, private equity, and business development. He is an expert in the global alternative investment industry with a BS from Boston University, an MBA from Stern at NYU, and the Level I CAIA certification. He is also a regular speaker on the international alternative investments conference circuit and has contributed to various industry publications. Most recently, the expert served as a Senior Advisor for Prospect Capital Management. He was previously the Managing Director and Global Head of Strategic Business Development at Alphabridge Capital Management and also served as a Senior Vice President with WR Group Holdings. He began his career in various I-banking and private equity positions, including roles with Merrill Lynch and National Westminster Bank.
Investment Consultant, Independent
Master of Business Administration (MBA), Stern School of Business, New York University
Madison,
Connecticut
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FAQs for Investment Adviser Expert Witnesses
What is the role of an investment adviser expert witness?
An investment adviser expert witness provides insight and testimony in legal cases involving financial matters, such as securities fraud, portfolio management, and fiduciary duties.
In what types of cases can an investment adviser expert witness be beneficial?
They are crucial in cases involving financial disputes, securities litigation, broker misconduct, asset allocation, and investment strategy evaluations.
What subspecialties exist within the field of investment advising that an expert witness might focus on?
Subspecialties include retirement planning, wealth management, risk assessment, hedge funds, mutual funds, and tax planning.
How can an investment adviser expert witness help in a case involving breach of fiduciary duty?
The expert can assess whether the adviser acted in the best interest of the client, adhered to industry standards, and properly disclosed all relevant information.
Why is it important for an investment adviser expert witness to have experience with SEC regulations?
Understanding SEC regulations is vital as they set the standards for investment practices. Violations can lead to severe penalties and form the basis of many legal disputes.
How does Expert Institute select its Investment Adviser expert witnesses?
Expert Institute offers a personalized approach to help you find the highest quality experts. We source actively-practicing professionals who match all your requirements for specialty areas, work experience, litigation history, fee range, certifications, location, and more.