FINRA Expert Witnesses in Connecticut

This highly-qualified expert has nearly 30 years of experience in the field of investment banking and leveraged finance, specializing in arranging debt financing primarily for leveraged buyouts, mergers and acquisitions, refinancings, recapitalizations and rescue financings. He earned his BS in computer science from Columbia University and his MBA in finance and international business from the University of Chicago, and holds FINRA Series 79, 82, and 63 licenses. He began his career as an associate in the asset-based finance group at Citicorp Securities. Since then, he he served as the managing director at Credit Suisse Securities, Carolina Financial Securities, and ASGARD Securities, where he was also the co-head of the advisory group. Currently, this expert is the managing partner of a middle market investment banking firm in New York.

This highly qualified expert has extensive experience in finance having worked with asset managers, investment banks, and hedge funds. He holds a BS and MA in economics from Clemson University and a PhD in finance from the University of Tennessee. He is an active member of numerous professional societies including the Financial Management Association and the American Finance Association. In addition, he is a frequently invited lecturer in the finance space and is the author of numerous refereed publications. He has formerly served as a quantitative analyst at CNH Partners and as a municipal bond analyst at Wachovia Securities. He is currently the principal owner of a boutique consultancy firm specializing in data analytics, quantitative investment consulting, and predictive forecasting using data. He is also an assistant professor of finance at a university in the Northeast. His professional and research interests include analyzing business disputes, economic loss, forensic economics, and unfair business practices.