This highly-qualified expert has nearly 20 years of experience in brokerage operations. He earned his BS in business administration and economics before becoming licensed as a chartered financial analyst. He began his career as the brokerage operations lead at Capital One Sharebuilder, where he worked for 17 years. There, he went on to serve as the interim chief compliance officer before becoming the vice president and head of customer operations. His responsibilities included the oversight of all broker-dealer operations including trading, margin, mutual funds, and reporting. This expert currently serves as the lead analyst of brokerage consulting firm in Montana, where he advises businesses on market, economic, and portfolio issues.